Vice President, Compliance & Control, Investment Bank
Profile Search & Selection - Hong Kong
Our client is an international investment bank which is expanding it's operations across Asia Pacific. In a move to strengthen it...'s internal compliance and control processes, management are seeking to...
Vice President, Compliance & Control, Investment Bank
Profile Search & Selection - Hong Kong
Our client is an international investment bank which is expanding it's operations across Asia Pacific. In a move to strengthen it...'s internal compliance and control processes, management are seeking to...
Director, Sales & Trading Compliance, Investment Bank
Profile Search & Selection - Hong Kong
Our client is a global investment bank which is in the process of expanding its coverage across Asia Pacific. As a result of structural...
Private Bank Compliance Manager
Standard Chartered Bank - Hong Kong
; Responsibilities Senior Advisor to oversee the Private Bank Compliance account opening function. The role involves all aspects of Private Bank account...Why Standard Chartered? 70,000 reasons why we are a different kind of bank Standard Chartered, the world's best international bank, leading...
Deputy Compliance Manager - Bank of Communications
Assist the department to develop & monitor compliance and/or anti-money laundering programs to ensure that the Bank's operations are in... issues Provide compliance and/or AML training to the bank staff on a need basis Degree holder or above in Law, Accounting or Business...
Deputy Compliance Manager - Bank of Communications
Assist the department to develop & monitor compliance and/or anti-money laundering programs to ensure that the Bank's operations are in... issues Provide compliance and/or AML training to the bank staff on a need basis Degree holder or above in Law, Accounting or Business...
Compliance Manager - THE BANK OF EAST ASIA
with the compliance requirements of the Bank as well as the regulators for the Wealth Management Division •To conduct compliance reviews...•To manage regulatory compliance-related issues for the Wealth Management Division •To monitor compliance risk and ensure conformity...
Senior Compliance Manager, Reputable International Bank
ALS International - Hong Kong
Feb222012 Hong Kong Excellent Career Path Working with the Best People Good Spirit of Compliance Culture Assisting Senior Management Our client... is a leading International Bank with all-round financial operation around the world. They offer an inclusive environment that ultimately attract...
Compliance Manager - Wing Hang Bank
Perform compliance checking and review across the Bank Group and identify proper actions for improvement if necessary Formulate compliance... policies and monitoring program on the Bank's various products and services Advise management on compliance issues and potential impact and provide...
Associate, Equities Compliance, Investment Bank
Robert Half Hong Kong - Hong Kong
A new opportunity for an Equities Compliance Associate has arisen within an investment bank which is undergoing significant change.... This is an unusual opportunity for experienced Equities Compliance candidates. The Role Monitoring equities surveillance activities and developing new...
AML Compliance Manager (Investment Bank)
Our client is a top tier Investment Bank with an excellent reputation across Asia Pacific, and they are presently seeking an AML Compliance... this advisory focused role, would support senior management across the region and work closely with business lines, compliance and other support...
Associate - Control Room Compliance, Investment Bank - $40-60K
Robert Half Hong Kong - Hong Kong
An opportunity to truly make a difference. This role sits within the control room division at a reputable investment bank in a newly... created head count. They are looking for an experienced control room professional with a background in IBD Compliance or Control Room Compliance...
AVP Investment Banking & Research Compliance - Top Tier Investment Bank
Aston Carter International Hong Kong - Hong Kong
***Top Tier Investment Bank looking for a Manager within Investment Banking & Research Compliance focussed on Investment Banking, Global...’s Compliance Program, ensuring that the activities in Asia are in compliance with the group’s policies and procedures, and with all relevant rules...
COMPLIANCE MANAGER, SECURITIES & INSURANCE - COMMERCIAL BANK
COMPLIANCE MANAGER, SECURITIES & INSURANCE - COMMERCIAL BANK (ref: AF-AZH-1024991) Company Name: HAYS ENSURE BUSINESS PERFORMANCES FAST... EXPANDING COMMERCIAL BANK DYNAMIC WORK CULTURE SENIOR LEADER OF THE DEPARTMENT Our client is urgently looking for high calibre candidates...
Compliance Manager- 5 Years + Experience- Investment Bank
Our client, a top investment bank is looking for a compliance manager in central compliance to be based in Hong Kong. Role: Licensing... and Registration - 5 years + compliance experience Duties: - responsible for licensing and registration requirements of the company, the responsible...
Vice President, Regional AML Compliance, Investment Bank
Profile Search & Selection - Hong Kong
Our client is a leading investment bank which is looking to strengthen its Anti-Money Laundering (AML) and Sanctions Compliance functions...
Compliance Manager- 5 years + experience- Investment Bank
Huxley Associates - Hong Kong
Our client, a top investment bank is looking for a compliance manager in central compliance to be based in Hong Kong. Role: Licensing... and Registration - 5 years + compliance experience Duties: - responsible for licensing and registration requirements of the company, the responsible...
Vice President, Regional AML Compliance, Investment Bank
Profile Search & Selection - Hong Kong
Our client is a leading investment bank which is looking to strengthen its Anti-Money Laundering (AML) and Sanctions Compliance functions...
Vice President, Compliance & Control, Investment Bank
of getting the right job Profile Search & Selection Vice President, Compliance & Control, Investment Bank Apply Now Job Summary Company Name Profile... Search & Selection Locations Hongkong Experience 5 - 7 years Key Skills Compliance Monitoring Testing Control Risk Education Bachelors/ Degree...
Vice President, Compliance & Control, Investment Bank
of getting the right job Profile Search & Selection Vice President, Compliance & Control, Investment Bank Apply Now Job Summary Company Name Profile... Search & Selection Locations Hongkong Experience 5 - 7 years Key Skills Compliance Monitoring Testing Control Risk Education Bachelors/ Degree...