Compliance Manager, Brokerage & Securities
compliance functions for their Brokerage and Securities arm. The Role As the experienced Compliance Manager you will be responsible for assisting... control issues relating to brokerage and securities trading, liaising with regulators. You will also be responsible for providing training for any...
Compliance Manager, Brokerage & Securities
Robert Half Hong Kong - Hong Kong
compliance functions for their Brokerage and Securities arm. The Role As the experienced Compliance Manager you will be responsible for assisting... control issues relating to brokerage and securities trading, liaising with regulators. You will also be responsible for providing training for any...
L-LZL-4439 Legal Executive - Securities Brokerage
An established foreign securities brokerage is urgently seeking a legal Executive for its legal team in Hong Kong. Reporting to the...
L-LZL-3407 Legal Counsel - Securities Brokerage
A well-established foreign securities brokerage is seeking a Legal Counsel due to business expansion in Hong Kong. Reporting to the... Department Head, this role will primarily responsible for reviewing and drafting agreements related to securities transactions, liaising...
Head of Credit - Leading Securities and Brokerage House
As a leading securities firm, our client is part of a well-established business with coverage including wealth management, capital markets..., asset management and brokerage. Job Description This role will report direct to top management of the group and lead the Credit department...
Internal Audit Officer - Securities and Futures Brokerage & internal controls
Internal Audit Officer - Securities and Futures Brokerage & internal controls Hong Kong | Permanent Published 15/02/2012 Unique long-term... auditing Securities and Futures Brokerage operations and internal controls Familiar with MS office and database analysis program Good communication...
Internal Audit Officer - Securities and Futures Brokerage & internal controls
Internal Audit Officer - Securities and Futures Brokerage & internal controls Hong Kong | Permanent Published 15/02/2012 Unique long-term... auditing Securities and Futures Brokerage operations and internal controls Familiar with MS office and database analysis program Good communication...
Prime Brokerage Risk Manager | VP-Director | Hong Kong
Selby Jennings Singapore (Licence No. 11S3033) - Hong Kong
candidate: Relevant experience as a market risk/prime brokerage risk manager in a leading financial institution/brokerage/securities (buy side/sell...
A top securities house is looking for a compliance manager to be based in hong Kong. We are targeting individuals from audit firms..., brokerage, regulatory authorities, investment banks with between 3-7 years of experience to be based in Hong Kong. Role: -Management of SFC & HKEx...
Finance Controller - Private Equity / Brokerage
. This organization is rapidly growing and they will have a diverse business in private equity, securities & brokerage, and fund management. This role... accounting experience in private equity, asset management, or brokerage is highly preferred Strong Excel capability; previous experience in finance...
Huxley Associates - Hong Kong
A top securities house is looking for a compliance manager to be based in hong Kong. We are targeting individuals from audit firms..., brokerage, regulatory authorities, investment banks with between 3-7 years of experience to be based in Hong Kong. Role: -Management of SFC and#38...
VP-Director | Prime Brokerage Risk Manager
a leading financial institution/brokerage/securities (buy side/sell side) Strong cross asset knowledge Has the desire to drive business...High Calibre Prime Brokerage team is seeking experienced ambitious & business driven Risk Manager to join PB team for their growing...
Service Officer, Brokerage Dept (5-day work) $Neg
Changning, Shanghai - Tsim Sha Tsui, Hong Kong
Our client is one of the leading securities companies focuses on Greater China investment banking and securities brokerage businesses... discipline - At least 3-4 years' relevant experience preferable in Brokerage department - Experience in preparing proposal, arranging meetings...
). We provide comprehensive and reliable brokerage services, securities margin and IPO financing services to our customers. Due to the Group’s upcoming... expansion, we need new talents to join our team. www.emperorgroup.com Branch Officer, Securities Responsibilities Handle accounts opening , enquires...
Senior Securities Sales Manager
, with at least 3 years experience gained from securities brokerage industry is required Minimum 3 years experience in managerial role SFC’s license... Francisco, Tokyo, Plano and Sydney, and affiliate offices in Tel Aviv, Santiago and Beirut. Senior Securities Sales Manager You will be responsible...
Concord Securities' headquarter locate in Taipei Taiwan, and it has about 900 employees in its 30 offices around Taiwan and Hong Kong.... By the end of August 2007, Concord Securities’ asset management has reached over NT$143 Billion. Concord will continue to educate our employee...
Operations, Securities Settlement Operations, Securities Lending & Settlement, Analyst
BUSINESS UNIT OVERVIEW Securities Operations supports the Securities, Investment Management and Investment Banking Divisions of the firm.... This group manages key relationships for the bank and infrastructure providers, onboarding of institutional and prime brokerage clients, and assists...
Operations, Securities Lending Operations, Securities Lending & Settlement, Analyst
BUSINESS UNIT OVERVIEW Securities Operations supports the Securities, Investment Management and Investment Banking Divisions of the firm.... This group manages key relationships for the bank and infrastructure providers, onboarding of institutional and prime brokerage clients, and assists...
Assistant Vice President | Corporate and Legal | Prominent Securities House
Assistant Vice President | Corporate and Legal | Prominent Securities House Hong Kong | Permanent Published 22/03/2012 Excellent career... customised financial solutions across three key business areas; Wealth Management and Brokerage, Capital Markets and Asset Management...
Director/General Manager - Securities Firm
Successful Applicant The Successful Candidate will have: A proven track-record running/managing a securities platform (retail brokerage experience preferred... of the senior management team, you will be directly responsible for all elements of the securities business including: Operations, Research...