Head of Compliance, Greater China, Asset Management
Profile Search & Selection - Hong Kong
Our client is a leading global asset management firm offering capabilities across equities, fixed income and alternative investments...
Head of Compliance, Greater China, Asset Management
Profile Search & Selection - Hong Kong
Our client is a leading global asset management firm offering capabilities across equities, fixed income and alternative investments...
.- Support of various departments and senior EMEA management with compliance related issues/questions. Qualifikation: You will have a university.... You will have strong knowledge of legal and compliance related matters, with experience in health care compliance / -legal will be considered as an important asset...
Senior Compliance Manager - Asset Management
material reviews. A role with broad exposures and an opportunity to learn and grow. Requirements: 5+ years of asset management, consulting...Development and execution of compliance program, control reviews and other projects; AML/KYC; and Design and implementation of a global...
Senior Compliance Manager - Asset Management
material reviews. A role with broad exposures and an opportunity to learn and grow. Requirements: 5+ years of asset management, consulting...Development and execution of compliance program, control reviews and other projects; AML/KYC; and Design and implementation of a global...
VP, Regional Compliance, Asset Management (1mill + base)
Robert Half Hong Kong - Hong Kong
or Accounting, with professional qualification is highly preferable, You will have at least 10 years working experience in a asset management or fund...A reputable asset manager with strong presence in Asia Pacific, with over 50ppl employees in HK, and over 300 employees in the region. The...
Assistant Compliance Manager, Asset Management (30-45k/mth)
Robert Half Hong Kong - Hong Kong
preferable, You will have at least 3 years working experience in a asset management or fund house, solid experience in handling enquiries from local...A reputable asset manager with strong presence in Greater China, with over 100ppl employees in HK, and over 300 employees in the region...
Assistant Compliance Manager, Asset Management (30-45k/mth)
preferable, You will have at least 3 years working experience in a asset management or fund house, solid experience in handling enquiries from local...A reputable asset manager with strong presence in Greater China, with over 100ppl employees in HK, and over 300 employees in the region...
Compliance - Multinational Asset Management
SearchAsia Hong Kong - Hong Kong
Our client is one of the leading European Asset Management firm with extensive network and business around the globe Assistant Compliance... years work experience in a compliance function in asset management companies and/or regulators or related industry Strong oral and written...
Senior Compliance Manager - Asset Management
Talent2 Hong Kong - Hong Kong
Top tier Asset Management firm is seeking an AVP in Compliance. The team and the member will support the business in Hong Kong and APAC... material reviews. A role with broad exposures and an opportunity to learn and grow. Requirements: 5+ years of asset management, consulting...
Senior Compliance Manager, Leading Regional Asset Management Firm
An excellent opportunity for a driven and experienced compliance expert to take on a challenging role within a growing Asset Management... You will be a mature and independent individual with at least 7 years of Compliance experience within the Fund Management industry. You will have excellent...
Head of Compliance, Leading Asset Management Firm
Successful Applicant You will be a mature and knowledgeable individual with at least 10 years of Compliance experience within the Asset Management industry...Our client is a leading asset management company with well-established business in the region. An outstanding opportunity has arisen...
Head of Compliance, Well-Established Asset Management Firm
Successful Applicant You will be a mature and knowledgeable individual with at least 10 years of Compliance experience within the Asset Management industry...Our client is a leading asset management company with well-established business in the region. An outstanding opportunity has arisen...
Head of Compliance (Asset Management Industry)
Star Anise Limited - Hong Kong - China
to an asset management firm are monitored and reviewed on a continuous basis. To qualify, you should have at least 8 years of relevant compliance... experience with an asset management firm, as well as team management and compliance strategy formulation and relevant SFC and other regulatory...
Head of Compliance (Asset Management Industry)
Star Anise Limited - Hong Kong
a broad range of China real estate related matters. Reporting to the Head of Legal, you will play a key role in assisting management with managing... to managing legal, regulatory and compliance matters relating to the... Read more about Job Type: Permanent Salary: On application Location: Singapore...
AUDIT, Audit Manager, Asset Management Corporate Sector
years of compliance/ regulatory experience or detailed knowledge of products and services provided within the Asset Management businesses..., senior management and our global and local regulators. Asset Management (AM) is comprised of Investment Management and Private Banking. The...
ConnectedGroup Limited - Hong Kong
the entire operations, investment performance and regulatory compliance of the asset management business Monitor investment products... to be registered under SFC asset management In depth knowledge of the market and experience with financial products Excellent command of Putonghua...
ConnectedGroup Limited - Hong Kong
-Play a general management role to oversee the entire operations, investment performance and regulatory compliance of the asset management... under SFC asset management - In depth knowledge of the market and experience with financial products - Excellent command of Putonghua and English...
Senior Asset and Liability Management Manager
London, Sydney and Taipei. Senior Asset and Liability Management Manager Assist in overseeing the bank’s interest rate and liquidity risk..., as well as establishing respective risk management policies, procedures and system maintenances Monitoring of compliance with the established control measures...
Legal Counsel - Global Asset Management
UBS Financial Services - Hong Kong
institutional, wealth management and wholesale channels, as well as China offshore, fixed income and equities related UBS Global Asset Management... of experience in corporate/commercial law practice (with law firm or in-house corporate counsel); Strong regulatory management and asset management...
