Director – Internal Audit / Risk / Compliance
McCann & Braham - Hong Kong
, Compliance and Corporate Governance advice to both local and global multi-national firms in Hong Kong. This role is critical in ensuring the ongoing... experience in internal audit and/or risk compliance in the Retail / Technology / Manufacturing / NGO / Government or Property sectors. Alternatively...
Vice President, Compliance & Control, Investment Bank
Profile Search & Selection - Hong Kong
's internal compliance and control processes, management are seeking to...
Vice President, Compliance & Control, Investment Bank
Profile Search & Selection - Hong Kong
's internal compliance and control processes, management are seeking to...
Head of Compliance, Greater China, Asset Management
Profile Search & Selection - Hong Kong
Our client is a leading global asset management firm offering capabilities across equities, fixed income and alternative investments. Through progressive investment vehicles, they are able to offer th...
Compliance Consultant - Corporate Banking
Hays Accountancy & Finance - Hong Kong - Hong Kong
You will play a pivotal role within the wholesale banking compliance function in HK and provide broad ranging compliance and operational... finance. Across the region, you will liase with the country compliance teams to design, implement and enhance an effective compliance...
Tätigkeits-Schwerpunkt: Reporting into the EMEA Compliance Director your responsibilities will include the following: - Supporting... implementation of the company's Corporate Compliance Program in EMEA.- General support in maintaining an effective compliance program in EMEA...
ALS International - Hong Kong
for an uplift in the candidates career profile The Role Reporting to the Head of Compliance, you will be fully responsible for: Advising the cash... equities business in relation to current and future legislation for the conduct of business Assisting the Senior Management to develop compliance...
Senior Compliance Manager, Head of Regional Surveillance
people; we need exceptional people. Purpose of the Role The Senior Compliance Manager, Head of Regional Surveillance is responsible for assisting... the Head of Compliance, Asia in providing compliance oversight, advice and consultation with regard to regulatory rules and guidelines...
ALS International - Hong Kong
business model Our client is a high-profile bank with a privileged position in the region. They are looking for an experienced Compliance Manager... to drive a successful business model The Role Reporting to the Head of Compliance, you will be fully responsible for: Implementation...
Senior Compliance Officer - Wealth Management
ALS International - Hong Kong
has a well-established presence in Asia and has an outstanding opportunity for an experienced and seasoned Compliance Officer to supervise the team. Reporting... to the Head of Wealth Management Compliance, you will be fully responsible for: Liaising with regulatory authorities and auditors to resolve any...
Senior Compliance Manager, Asia
ALS International - Hong Kong
candidate to manage the Compliance function in Hong Kong. Outstanding opportunity to demonstrate good leadership skills and work autonomously... Reporting to the Head of Legal and Compliance, you will be fully responsible for: Acting as the Compliance Officer for the organization Establishing...
Team Lead - Security Compliance & Review (5 months contract)
ALS International - Hong Kong
to support the compliance review team. The role will provide the opportunity to interact with various stakeholders and to learn new processes... and procedures of the firm Job requirements Minimum 8 years of banking compliance experience Degree holder in Finance or related discipline Candidates...
Risk - Compliance Manager, Global Markets (AVP / VP)
and mitigating these risks. We are made up of Compliance, Corporate Security & Business Continuity, Credit Risk Management, Legal, Market Risk Management... brokerage services, structured products, and principal trading, with special focus on listed and OTC equities derivatives. The Compliance Manager...
Description This role fits within the Global Legal & Compliance framework. Reporting to the Head of Markets & Securities Compliance Asia... (ex-Japan), the role will be based in Hong Kong with other Markets & Securities Compliance staff. The Hong Kong Markets & Securities...
Senior Compliance Manager - Fortune 500 Corporate
Our client is a Fortune 500 Corporate and they are presently seeking a seasoned compliance professional to lead and manager... their compliance programme and policies for their substantial Hong Kong operations. The primary responsibilities of the successful candidate...
Director, Equities Compliance - Top-Tier Investment Bank
ALS International - Hong Kong
position in the region. A need has arisen within the Regional Compliance Team function for a seasoned Compliance candidate with good exposure... to the China market. Reporting to the Regional Head of Compliance, you will be fully responsible for: Assisting management with compliance...
Overseas Compliance Manager - Banking
ALS International - Hong Kong
in Hong Kong. They are looking for a seasoned Manager to support Overseas Compliance team as their business is going through expansion in the... region The Role Reporting to Section Head, you will be fully responsible for: Reviewing compliance policies and procedures of the business...
Internal Auditor (Risk & Compliance) - VP
type Permanent Hours Full-time Sector Financial services Job role Accountant Position Internal Auditor (Risk & Compliance) - VP Salary Above HKD$1million... adequacy and effectiveness of internal controls relating to compliance/AML risks in accordance with group audit methodology and the established...
Associate Director, Equities Compliance - Global Markets
ALS International - Hong Kong
to the Head of Global Markets Compliance, you will be responsible for the followings: To support the business and APAC region to comply... with all relevant external regulations, codes of conduct, internal codes/policies and market practice To collaborate with regional and local compliance...
Senior Manager - Compliance and Process Audit
ALS International - Hong Kong
growth plans in Asia Pacific and China, they are now looking to strengthen their audit and compliance function with a high calibre executive.... Reporting directly to the Head of Compliance for the Asia Pacific region, you will work together to help build a centre of excellence for all audit...