AVP-VP, AML Compliance Manager
Ardent Emerging Markets - Hong Kong
Reporting directly to the Regional Head, you will act as an advisor to the business in relation to AML, Sanctions and Due Diligence. Other key tasks include: - Client identification - Transaction Monitoring - Active participation in counterparty review - Control checks and Gap An...
VP- Director, Trade Surveillance and Monitoring
Ardent Emerging Markets - Hong Kong
This role will look across the groups business in Hong Kong, montoring and conducting trade surveillance across fixed income, equities and some equity derivatives for the main business lines, including Private Wealth Management and capital markets. Key Responsibilities: - Monito...
Ardent Emerging Markets - Hong Kong
The ideal candidate must have strong theoretical and / or working knowledge of EQD products (Vanilla Options, Warrants, Futures and CB). Strong Computer Skills are essential particularly Excel. Role Provide full assistance in answering all related to Referential areas (FO to BO) ...