Our client is a renowned listed securities brokerage company. To cope with continues growth they are now urgently looking for a Compliance Officer to join the team in Hong Kong J…
Fast-growing securities and financial services provider Job Description Maintain software and hardware installations/upgrades and IT assets Monitor and troubleshooting of in-…
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-r…
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-r…
Job Description: Welcome to JPMorgan Chase. Are you looking for an opportunity to develop and deliver innovative service solutions to Prime Brokerage clients? You have found the …
Job Responsibilities : Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research and advisory businesses…
Responsibilities Handle both Customer and Internal staff enquiry in professional manners Assist Department Head in daily business operations and activities in terms of coord…
Our client, a tier-one investment bank, is seeking an experienced Prime Brokerage Sales professional. The selected candidate will play a pivotal role in driving revenue growth and …
Our client, a tier-one investment bank, is seeking an experienced Prime Brokerage Sales professional. The selected candidate will play a pivotal role in driving revenue growth and …
Responsibilities: Proactively develop and provide constructive insight and strategic advice to desk head based on accounts' activities Identify business opportunities and drive…
Description: We are now expanding and seeking Stocks Broker and Trainee to join the brokerage division. Background in finance or investment is not a must but candidates should ha…
Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40 branches and sub-branches. The Bank became a member of Yuexiu Gro…
Our client is a Chinese listed securities. Responsibilities: Responsible for performing HK securities settlement Perform daily settlement operation, including securities, futu…
Responsibilities: Selling mainly global futures and equites execution and clearing services to the clients and prospects (institutional clients), covering Asia region, to generat…
Responsibilities : Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence U…
Responsibilities Provide compliance advice to business units and associated parties, including comments on new business initiative Formulate and implement policies and procedure…
RESPONSIBILITIES Assist in carrying out daily accounting activities including trust account maintenance, daily FRR preparation etc.; Responsible for the preparation of full set …
Responsibilities : - Assist in day-to-day compliance matters including trade surveillance work - Provide compliance advice and support business initiatives - Handle regulator…