
Vice President (Financial Crime Investigation), Financial Crime Compliance
- Central, Hong Kong
- Permanent
- Full-time
- Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect and prevent fraudulent activities within the Bank
- Establish and review the Bank’s AML/CFT related policies, guidelines and procedure manuals
- Lead and coach team members to identify suspicious transactions, patterns or behaviors for external and internal fraud; promptly review and investigate cases triggered by SAS Transaction Monitoring System and/or other sources to ensure conclusions are drawn within required timeline
- Act as a delegated MLRO to review the suspicious transaction reports for submission to JFIU
- Perform regular and necessary SAS Scenario Tuning to ensure the system is effective and comply with regulatory requirements
- Handle enquiries from relevant law enforcement agencies
- Support in maintaining AML/CFT systems and contribute to the continuous improvement in the process of transaction monitoring, AML investigation and post-STR reporting client exit management
- Assist in preparing management reports for AML Committee and senior management
- Support bank-wide training on financial crime risk trend/indicator and tipping off principle
- Handle ad-hoc assignments as assigned by supervisor
- University graduate in Business Administration, Economics, Law or related discipline
- Holder of Certified Anti-Money Laundering Professional (CAMLP) by HKIB under ECF on AML/CFT
- Holder of Certified Anti-Money Laundering Specialist (CAMS) by ACAMS or other relevant qualifications issued by reputable international organization is preferred
- Minimum 8 years’ working experience in banking or financial institution with supervisory experience and relevant exposure to Anti-Money Laundering, Transaction Monitoring or Compliance
- Strong financial crime knowledge with open-minded to collaborate with different stakeholders
- Well familiar with AML and related ordinance or regulatory requirements
- Experience with SAS AML System preferred
- Good interpersonal and communication skills, independent and able to work under tight schedule
- Good command of spoken and written English and Chinese, including Mandarin
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