Compliance Officer

Zhongtai Financial International Limited

  • Central, Hong Kong
  • Permanent
  • Full-time
  • 5 days ago
Requirement：
  • University degree in business, law, finance or related disciplines;
  • At least 1-2 years of compliance experience in licensed corporations is definitely an advantage;
  • Well versed with SFC regulations and standards, as well as other regulatory requirements;
  • Hardworking, responsible, self-motivated, ability to work under pressure;
  • Solid working experience in compliance checking is preferred;
  • Proficient in written and spoken English and Chinese (Putonghua).
Responsibilities：
  • Handle licensing applications, SFC filings and inquiries from regulatory bodies;
  • Perform regular compliance checking to ensure compliance with regulatory requirements;
  • Handle KYC and AML-related matters;
  • Undertake other ad-hoc duties as assigned.
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