Director, Compliance, Asia
- Taikoo Shing, Hong Kong
- Permanent
- Full-time
- Reporting to the Head of Conduct and Fraud Risk Compliance, Asia, this role will be part of the Asia Compliance team primarily responsible for conduct and fraud risk strategy and governance in the region. This role will work closely with stakeholders from Local Office, Regional Office, Enterprise, and other Control Functions to support the overall compliance objectives in Sun Life Asia.
- Demonstrated expert level of understanding life insurance products and their relevant regulatory compliance principles.
- Experience working in an OSFI-regulated environment, with alignment to a three lines of defence model.
- Familiar with insurance compliance risks including market conduct and fraud in Asia
- Excellent track records in planning and executing regional compliance risk strategies and governance.
- Experience in senior stakeholders’ management and ability to operate in a fast changing and growth environment.
- Proven leadership ability, thinker and driver.
- Aptitude and interest to lead and transform through technology and digital solutions.
- University degree and 10+ years of progressive experience within the financial services sector in Compliance, Risk or other oversight function.
- Develop, implement, embed, and maintain overall risk governance framework and standards to report on Conduct risk and Fraud risk. Assist drafting of conduct and fraud risk reporting to various senior leaders , and risk and Board committees.
- Support the identification, measurement, management, monitoring, and escalation/ reporting of conduct and fraud risk issues and track remediation actions across all Asia markets
- Assist the drafting of conduct and fraud risk-related policies and associated guidelines and standards, and support Business Units (BU) in their conduct risk governance practices.
- Partner with various BUs and oversight functions to implement a conduct and fraud risk oversight program that helps to standardize our approach to and reporting on conduct and fraud risk across Asia with strong alignment with the Global Compliance program.
- Maintain close and effective communication and collaboration with stakeholders from local office, regional office and other control functions to facilitate a consistent approach to compliance across SLF Asia consistent with the Company’s Global Compliance Program
- Leverages regulatory and markets conduct best practices across all Asia markets.