Compliance Manager - Private Wealth and Asset Management
- Hong Kong
- Permanent
- Full-time
- Support the end-to-end Client management process, including on-boarding/off-boarding Clients;
- Perform day-to-day Client due diligence and maintenance throughout the Client relationship cycle;
- Contribute to the development and maintenance of Client records and databases;
- Establish and update compliance policies and procedures aligning with company standards;
- Provide guidance and support to internal teams on Compliance-related matters, ensuring that all Employees are aware of and adhere to the company's code of conduct and ethical standards;
- Oversee risk assessments and monitor changes in regulations, industry trends, and emerging risks to promptly adapt compliance programs;
- Provide advice on compliance matters as required;
- Demonstrate commitment to regulatory requirements and guidelines with a high level of ethical standard.
- At least 6-7 years of relevant professional experience, either in an AML or Compliance function for a financial regulated firm or a major accounting/audit firm;
- Strong knowledge in SFC licensing, AML Compliance and relevant regulatory requirements;
- Professional candidates with international exposure and dealings with private clients/HNW preferred;
- Exceptional attention to detail and strong analytical skills, with the ability to identify and assess potential;
- Ability to work independently and effectively manage multiple deadlines and priorities in a fast-paced environment;
- Problem solving attitude with a positive thinking and ability to see tasks to completion;
- Proven ability to lead and mentor a team, fostering collaboration and professional growth;
- Excellent written and verbal communication skills, with the ability to effectively convey
- complex information and interact with individuals at all levels within the Company;
- Full working proficiency in English, additional language (Mandarin/Cantonese, French, German or Italian is a plus);
- Proficiency in Microsoft Office (Excel, Power Point, Word).