Head of AML/CTF Compliance
Computershare
- Wan Chai, Hong Kong
- Permanent
- Full-time
- communicate key AML/CFT issues with senior management including significant compliance deficiencies where appropriate
- provide AML/CFT staff training and ensure those training is adequate, appropriate and effective
- Developing, implementing and reviewing the relevant AML/KYC Policy and Procedure
- Providing support and guidance to Business and Operations units on implementing and complying with the established policy and procedures
- Reviewing and concurring on customers' risk assessments
- Reviewing and approving exception requests
- Reviewing and disposing any matches in relation to Sanctions, Financial Crime and Material Adverse News
- Advising on the need to exit relationships when identification information cannot be obtained and verified
- Monitoring changes to local laws and regulations and make appropriate changes, if required, to the relevant policy and procedure
- act as a central reference point for reporting suspicious transactions and also as the main point of contact with the Joint Financial Intelligence Unit (“JFIU”) and law enforcement agencies.
- implement clear policies and procedures over internal reporting of suspicion and post-reporting risk mitigation
- conducting investigation activities arising out of collecting and verifying identification information
- review of internal disclosures and exception reports and, in light of all available relevant information, determination of whether or not it is necessary to make a report to the Joint Force Intelligence Unit (“JFIU”)
- maintenance of all records related to such internal reviews;
- coordinate to undertake IRA periodically in accordance with regulatory / group requirements
- the IRA should consider the following factors:
- country risk, customer risk, product risk and delivery risk
- the development of new products and new business practices, including new delivery mechanisms
- the use of new or developing technologies for both new and pre-existing products
- coordinate to undertake Sanction Risk Assessment periodically in accordance with relevant regulatory /group requirements
- A self-starter who is eager to engage in hands-on tasks and tackle challenges independently
- A dynamic individual with exceptional decision-making and judgement skills, coupled with organizational savvy and robust project management abilities to navigate complexities and drive successful outcomes.
- Results driven with the capabilities to prioritize tasks, overcome obstacles and accepts accountability.
- Excellent verbal and written skills in English and Chinese