
Assistant Vice President, Wealth Management (Sales Process) Wealth Management Department
- Hong Kong
- Permanent
- Full-time
- Ensure smooth and efficient selling process in compliance with regulatory requirement
- Prepare documentations on investment selling procedures and guidelines
- Review and implement necessary changes on investment operation related procedure and system design so as to comply with the relevant rules and regulations
- Formulate and execute action plan regarding rectifications/improvements when there is comment/advice from regulatory bodies
- Participate in system development projects (e.g. review user requirements, functional specification, test plan, conduct UAT…etc.) and maintain quality control on deliverables
- Prepare and deliver training to frontlines before product rolled out
- Negotiate with relevant parties, manage end-to-end processing procedures and closely work with various internal and external parties
- Assist team head to handle ad hoc assignments as required
- Bachelor Degree in Business Administration, Finance or related discipline
- Minimum 3 years' relevant banking experience with solid experience in investment selling process, wealth management products or investment operations
- Experience in quality check of investment selling is an advantage
- Conversant with the banking rules and regulatory requirements
- Experience in system development/enhancement project is an asset
- Strong communication, interpersonal, analytical and problem solving skills
- Strong self-motivation with ability to work under pressure
- Proficient in both spoken and written Chinese (Mandarin and Cantonese) and English
- Proficiency in MS Office Applications and Chinese Word Processing
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