KYC Periodic Review Analyst (Global Investment Bank)
- Kowloon, Hong Kong
- Permanent
- Full-time
- Perform periodic KYC reviews for wealth management clients (Individual, Trusts) for all risk levels.
- Ensure all client documentation is accurate, complete, and up to date in accordance with regulatory requirements, with focus on Source of Wealth and Total Net Worth
- Identify and escalate potential AML risks, red flags, or unusual activity during the review process.
- Update and maintain client records in internal systems in a timely and accurate manner.
- Liaise with relationship managers, compliance, and other stakeholders to resolve documentation gaps or inconsistencies.
- Conduct risk assessments and determine the appropriate level of due diligence (Standard, Enhanced, or Simplified).
- Keep abreast of regulatory changes and internal policy updates related to KYC/AML.
- Responsible for timely resolution of Sales queries and requests from Global Financial Crimes (GFC)
- Contribute to change and remediation initiatives, lead the process improvements and data quality initiatives.
- 2-3 years of experience in client onboarding or periodic review within a financial institution
- Strong attention to detail in periodic and trigger reviews
- Ability to interact effectively with Business Units, Compliance, global colleagues and build effective working relationships
- Ability to work independently and meet the business deadlines with accuracy, handle trouble shooting to mitigate risks
- Team work, Responsiveness and demonstrate accountability & ownership
- Quick learning ability to understand policies, procedures, systems, process and controls
- Strong written and verbal English and Chinese skills