Compliance and Control Manager WPB - Hang Seng Bank (HK)

HSBC

  • Central, Hong Kong
  • Permanent
  • Full-time
  • 3 days ago
Job descriptionSome careers have more impact than others.If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.Risk & ComplianceOur Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth. Our team actively manages a dynamic range of risk types. We collaborate closely with businesses, functional units, and regulatory bodies, to embed an effective and comprehensive risk management framework, helping us remain a trusted partner to our customers, our investors, our regulators, and the community that we serve.We are currently seeking a high caliber professional to join our department as Compliance and Control Manager, Wealth & Personal Banking (Insurance).Principal responsibilities
  • Provide compliance advice on regulatory, product, sales process, conduct, controls & monitoring and marketing materials etc., to ensure full compliance with the relevant regulatory requirements and Group Standards.
  • Provide recommendations to ensure that exposure to regulatory risks/issues are managed in a practical and effective manner.
  • Working with the Head of Regulatory Compliance WPB Insurance and relevant stakeholders to create an effective Compliance plan to manage the identified risks and develop solutions for mitigation.
  • Review and advise on the rules / regulations / consultation papers issued by regulatory authorities to ensure timely and effective implementation.
  • Assist in fostering the compliance culture of the Bank.
  • Support the implementation and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance.
Requirements
  • Degree holder in Law, Accounting, Finance, Business Administration or other relevant discipline.
  • At least 5 years' compliance / regulatory / compliance related experience with 3 years in the area of insurance compliance preferred.
  • Experience in dealing with regulators, such as the Insurance Authority, the Hong Kong Monetary Authority, the Mandatory Provident Fund Schemes Authority and Securities and Futures Commission preferred.
  • Strong communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.
You’ll achieve more when you join Hang Seng Bank Limited.Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.Issued by Hang Seng Bank Limited.

HSBC