Compliance Manager/Senior Manager (PE/VC)
- Central and Western District, Hong Kong
- Permanent
- Full-time
- Develop, implement, and monitor compliance programs aligned with regulatory and internal requirements.
- Collaborate with internal teams on AML, marketing, conflicts of interest, and regulatory reporting.
- Support compliance training and respond to investor, regulatory, and internal inquiries.
- Lead risk assessments, monitoring, investigations, and remediation efforts.
- Report regularly to senior compliance and business leaders; support internal audit reviews.
- Manage special compliance projects and ad-hoc assignments as needed.
- Minimum 6 years of experience in financial services, with 4+ years in advisory compliance.
- Experience with alternative investments (private credit, real estate, PE/VC, fund-of-funds) preferred.
- Strong knowledge of APAC regulations (SFC, MAS, ASIC, FSA).
- Highly organized, detail-oriented, and able to work independently or within teams.
- Strong integrity, analytical thinking, and problem-solving skills.
- Fluent in English, Cantonese, and Mandarin.
- Degree in Accounting, Finance, Law, or related field; certifications a plus.