CCO_Senior Anti Financial Crime (AFC) Compliance Manager
Intesa Sanpaolo
- Hong Kong
- Permanent
- Full-time
- Providing AFC advisory to related functions on an on-going basis, including onboarding and name screening sanction matters, ensuring compliance with all applicable statutory, regulatory and group standard;
- Conduct open source and external database searches to mitigate and potential impact of adverse information on investigation transactions;
- Communicate and coordinate with relevant departments on the requirements of the periodic institutional risk assessment;
- Conducting quality assurance and samples testing based on the second level controls framework;
- Escalating compliance breaches internally and investigating issues, and recommending remedial and mitigate measures;
- Drafting STR reports if any suspicious transaction identified;
- Accountable to ensure the audit trail is complete for all alerts and cases;
- Coordinate and prepare the required management information reporting data to Head Office Compliance;
- Assist in ad hoc tasks as assigned.
- Minimum 7 years of Anti Financial Crimes (mainly AML and Sanctions) Compliance advisory experience either in banks/financial institutions/local regulators;
- Sound Knowledge of the HKMA, SFC and Banking regulations with strong analytical, technical and problem-solving skills.
- University degree in law, finance and/or economics;
- Strong knowledge in Financial Crime Compliance and deep understanding in the regulatory development and the trend in the market;
- Holder of Professional qualification of CAMLP/CAMS or equivalent qualification.
- Chinese fluent (both written and spoken); English fluent (both written and spoken), Italian is an advantage.