Officer to Assistant Manager, Product Compliance, CUD

  • Hong Kong
  • Permanent
  • Full-time
  • 22 hours ago
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.Job Responsibilities
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations
  • Perform due diligence on internal and external service providers and prepare due diligence reports
  • Coordinate on update of departmental policy and procedure manual to ensure changes of controls due to group internal policies and regulations are documented and effectively implemented
  • Perform risk and compliance related tasks required by group policies, such as KRI and KRA reviews and regular reporting, etc. Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Other tasks as asigned by the management from time to time
Job Requirements
  • Degree holder in Law/Business/Economics
  • Good knowledge of public/private collective investment schemes
  • Good understanding of Fund Strategies and related rules of risk
  • Proficient in use of Microsoft Excel and Bloomberg, including using Bloomberg API
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