Associate Director, AML Compliance (Investment Banking)
- Hong Kong
- Permanent
- Full-time
- Conduct thorough investigations of alerts related to potential money laundering and economic sanctions, assessing risks based on client and transaction data.
- Work across local and regional entities to ensure consistency in AML/KYC processes and share best practices.
- Provide direction to employees on managing high-risk accounts and recommend appropriate remediation actions.
- Identify training needs and systemic weaknesses in procedures to enhance compliance efforts.
- Stay updated on AML regulations, policies, and industry trends to inform compliance practices.
- Communicate findings and recommendations to management and assist with regulatory reporting and ad hoc projects.
- Degree holder with 7-10 years of experience in AML/ Financial Crime Compliance in the banking and financial services industry.
- Familiar with requirements on client onboarding, KYC/AML, Sanctions in Hong Kong.
- Good knowledge of securities laws, finance, operations, products and services. AML experience related to virtual assets is a plus.
- Good command of written and spoken English and Chinese (including Putonghua).