About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.About the RoleTHE POSITIONWe seek two high potential interns to join our Asia Pacific Compliance team for a six month internship program. The position offers an invaluable opportunity for the intern to learn the business of a leading global asset management firm as well as gain a first- hand insight into the compliance career path within a leading global asset management firm.The positions will be based in Hong Kong with opportunities to work with the broader compliance team in the region. Our compliance function enjoys a close working relationship with all business lines and the role offers an unusual vantage point from which to gain a high-level understanding of our business broadly as well as a deeper understanding on selected areas. The Compliance Interns will receive an introduction to our established compliance program, observe how the regional program fits in the global program, have opportunities to collaborate with colleagues in other regions, and be welcomed to contribute ideas for improving our program as a member of the team. The Compliance Interns will report to the Compliance Officer in Hong Kong.The internships will run from 1) January to June 2024, or 2) July to December 2024RESPONSIBILITIESResponsibilities will include the following:Assisting with licensing applications, regulatory surveys and reports.Preparing internal compliance updates for supervisory meetingsAssisting with reviewing marketing materials and conducting compliance testingAssisting with wall crossing requests from brokersUpdating presentation decks and conducting compliance trainingAnalysing regulations; conducting comparative studies; and drafting internal proceduresQUALIFICATIONSHighest personal and professional integrity and ethicsSelf-motivated, enthusiastic and strong interest in the investment management industryStrong writing, analytical and problem-solving skillsFluency in written and spoken English. Ability to read Chinese viewed favourably.Intellectual curiosity and passion for learning and growthProficient in Microsoft Office Suite (Word, Excel, PowerPoint) and good data analysis skillsStrong communication and interpersonal skillsAbility to effectively prioritise tasks, produce consistently accurate work and meet strict deadlinesTrack record of strong academic excellenceAPPLICATION PROCESSAll interested applicants must submitCV (stating their work authorization in Hong Kong)Statement of interest (1 page, indicating why you are interested in this role at Wellington, and your availability for January and/or July 2024 internship)Latest Academic Transcript (Official or Unofficial) Deadline to apply is: 19 November 2023All documents should be submitted at one time in PDF format titled with your Last and First name. When asked to attach your resume, you can also attach your statement of interest and transcript in the same upload field. You cannot change or update your application after you submit it.INTERVIEW PROCESSCandidates will be notified of their application status via email after the application deadline. If selected to continue, first round phone screens will be scheduled with interviews that will take place in November – December 2023.Not sure you meet 100% of our qualifications? That’s ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at .
