Manager / Assistant Compliance Manager (focusing on Insurance businesses) Monitoring)
O-Bank Co., Ltd.
- Tsim Sha Tsui, Hong Kong
- Permanent
- Full-time
- Bachelor degree holder in Law, Finance, Business Administration, Risk Management or related discipline
- Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
- Sound Knowledge in insurance products, regulatory requirements and market practices
- Basic knowledge of regulatory requirements such as HKMA’s circulars, Code of Banking Practice and Insurance Authority’s Codes and Guidelines
- Relevant qualification in insurance compliance and other compliance experience is a plus
- Good command in both written and spoken English and Chinese (including Mandarin)
- Possess a strategic & decisive mindset and good interpersonal & communication skills
- Manage the licensed staff subject to the latest regulatory requirements, including licensing/ CPD requirements/ regular review on the licensed staff’s fit and proper requirements
- Develop and implement compliance framework, policies and procedures in accordance with relevant laws, regulations and guidelines particularly relating to insurance businesses
- Provide advice and guidance to the insurance businesses to ensure compliance with relevant regulatory requirements
- Conduct gap analysis and provide recommendations on new regulatory requirements, in relation to insurance businesses
- Review new product & service proposals, policies and procedures as well as marketing materials
- Monitor and conduct checking on insurance sale process to ensure compliance with relevant regulatory requirements
- Prepare and conduct compliance training
- Handle ad hoc projects assigned by Team Head from time to time
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