Assistant Manager to Deputy Manager, General Compliance (Compliance and Legal
- Central, Hong Kong
- Permanent
- Full-time
- Act as the contact point of regulatory and law enforcement bodies
- Handle regulatory enquires & inspections and general compliance matters
- Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
- Conduct gap analysis to assess the Bank's compliance with regulatory requirements
- Prepare regular and ad-hoc compliance reports to the Management and our Head Office
- Develop, maintain and implement compliance plans, manuals, policies and procedures
- Handle ad-hoc tasks assigned.
- University graduate preferable in Banking, Accounting, Law or relevant disciplines
- Minimum 3 years of working experience in banking compliance role, preferably with exposure across corporate and retail banking business
- Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
- Good analytical and communication skills
- Responsible, proactive with attention to details and be able to work independently
- Conversant in MS Office Applications
- Good command of both written and spoken English and Chinese including Putonghua
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