東吳證券(國際)金融控股有限公司東吳證券（香港）金融控股有限公司（以下簡稱“東吳證券（香港）”）於2016年6月27日在香港成立，是東吳證券股份有限公司（601555.SH）的全資控股子公司，為東吳證券的海外視窗及實施國際化發展戰略的平臺。東吳證券(香港)通過成功收購香港本地央企券商“中投證券（香港）金融控股有限公司”（現更名為“東吳證券（國際）金融控股有限公司”）持有香港證監會頒發的第1、2、4、5、6、9類受規管活動牌照，旨在為環球及香港個人投資者、專業投資者及機構客戶提供全面優質的企業融資、資產管理及經紀服務。東吳證券作為蘇州市獨家上市的綜合型券商，在推進金融領域的開放創新方面，積累了寶貴的經驗。東吳證券(香港)將依託總部的地理優勢及豐富的客戶資源跨境協作,以證券及期貨經紀、機構銷售與研究、企業融資、固定收益、資產管理為重點，憑藉一批具有扎實管理經驗且熟悉海內外金融市場的專業人員，矢志成為一家引領行業發展方向的特色化投融資平臺。Lead the team on client onboarding and account opening;Handle new account opening of retail, corporate and institutional clients;Perform KYC and AML checking, conduct on-going CDD review, EDD and name screening;Handle various account maintenance tasks;Handle counterparty account opening and ongoing KYC related matter;Handle accounts and settlement service requested from clients;Provide support to front office and business units;Assist to review departmental policies and procedures, work manuals and application forms;Compile various reports as required by management on monthly basis;Liaise with front office and/or back office to resolve operation issues;Handle ad hoc projects or duties as assigned.Requirements:University graduate or above;At least 5 years of relevant operation/client onboarding/KYC/CDD experience in financial industry;Good knowledge in AML KYC/CDD and regulatory requirements;Proficiency in Microsoft Office (Excel, Word, PowerPoint, etc) and Chinese word processing;Strong communication and presentation skills and ability to communicate to various levels of the organization;Customer-oriented, proactive, self-initiated, detailed oriented and a good team player;Fluent in both written and spoken English and Chinese (Cantonese & Mandarin);8. Holder of SFC License RA1 &RA2 is a must;Immediate available is preferable.Interested parties, please send full resume (both in English and Chinese) with current and expected salary and the date of availability to [email redacted, apply via Company website].. Information provided will be treated in strict confidence and only be used for recruitment purpose.Welcome to learn more about Soochow Securities (International) Financial Holdings Limited at http://www.dwzq.com.hk