US Listed FI - Responsible Officer - Type 9

Central, Hong Kong
Permanent
Full-time

1 day ago

The hiring company is a US-listed financial institution with an expanding footprint across the APAC region.My client is seeking for a seasoned professional to join their team as a Responsible Officer (Type 9) to oversee the asset management operations, with a particular focus on virtual assets. This role involves strategic oversight, regulatory engagement, and operational leadership to ensure full compliance with Hong Kong's financial regulations and evolving virtual asset frameworks.Client DetailsThe hiring company is a US-listed financial institution with an expanding footprint across the APAC region.DescriptionAs a Type 9 Responsible Officer, your main responsibilities will include:

Lead and support the enhancement of licensing conditions related to virtual asset activities, including regulatory submissions and stakeholder coordination.
Develop and refine marketing strategies aligned with business objectives and market dynamics, ensuring all initiatives meet SFC compliance standards.
Oversee day-to-day operations, including risk controls, governance frameworks, and internal procedures, with a focus on virtual asset regulatory compliance.
Provide expert guidance on virtual asset-related initiatives, identifying emerging risks and opportunities across the investment landscape.
Stay abreast of regulatory developments in Hong Kong and globally, updating internal policies and driving implementation across relevant teams.

ProfileA successful Type 9 Responsible Officer should have:

Bachelor's degree or higher in Finance, Marketing, or a related discipline.
Minimum 8 years of experience in financial markets, with strong familiarity in both Hong Kong and U.S. equity markets.
Holder of Hong Kong SFC licenses for Type 9; prior experience in license uplift processes is highly desirable.
Proven expertise in virtual asset compliance, including hands-on experience with regulatory frameworks and operational controls.
Background in asset management or proprietary trading, particularly within the virtual asset space or equivalent investment management functions.
Strong understanding of risk management principles and operational workflows related to digital assets.
Excellent communication and stakeholder management skills, with the ability to engage effectively with regulators and internal teams.
Demonstrated leadership, strategic thinking, and resilience in managing complex regulatory and operational responsibilities.

Job Offer

Competitive annual salary.
Collaborative work culture with opportunities for professional growth.

This is an excellent opportunity for an experienced Type 9 Responsible Officer to advance their career. If you meet the criteria, we encourage you to apply today!To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jane Tham on +852 2848 4798.

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