AVP, Specialist, Business Audit (Risk Management & Finance)
- Hong Kong
- Permanent
- Full-time
- Lead and conduct audit engagements according to audit plan in respect of Basel, Market and Liquidity Risk, Operational Risk, Finance and Business Continuity Management.
- Advise and apprise promptly the Regional and Functional Audit Heads and/or Management of all major risk, control and regulatory issues arising during the audit.
- Execute and complete all audits in accordance with departmental and professional standards and supervise team members during assigned audit engagements.
- Update or maintain audit risk matrices, including audit work papers for each audit engagement.
- Work together with the audit Data Analytics and Platform team to enhance existing auditing tools.
- Keep abreast on the development of the Bank, regulators, industry and products through continuous monitoring and auditing.
- Maintain key relationships with stakeholders, raise potential risk and control issues.
- Adherence to audit charter, audit methodology, Institute of Internal Auditors (IIA) standards and relevant code of ethics, and regulatory requirements.
- Degree holder in any field. Accounting or internal audit qualifications (ACA, ACCA, CPA, CIA or CISA) are strongly preferred.
- Other professional or post-graduate qualifications (e.g. CFA, FRM or MBA) would be considered desirable.
- Minimum 7years' experience with relevant business or auditing background in financial institutions, external audit firms or consulting firms.
- Prior business or audit experience in Basel, credit modelling, market and liquidity risk, operational risk and finance.
- Strong knowledge on the relevant products, operations and regulatory requirements of the designated business portfolios.
- Prior experience in risk management and control functions, auditing and data analytics would be an advantage.
- Able to work independently and collaborate with internal / external stakeholders to achieve desired outcomes.
- Detailed-oriented, effective interpersonal and organizational skills.
- Solid writing, presentation and communication skills in English and Cantonese. Mandarin is an advantage.