Senior Compliance and Control Analyst (Banking) 53K+


  • Kowloon, Hong Kong
  • Contract
  • Full-time
  • 1 month ago
  • Apply easily
Senior Compliance and Control Analyst (Banking) 53K+

  • with experience in China's regulations
  • 5 days work
  • Attractive Package
Responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the framework.

Job duties:
  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
  • Provide legal and operational support to a centralized compliance team on a regulatory project which is a key enterprise-wide initiative.
  • Read U.S. and non-U.S. banking laws and regulations, and draft summaries of their key requirements.
  • Research laws and regulations, as needed.
  • Assist in determining applicability of laws to client’s businesses and geographies in which it operates.
  • Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders.
  • Monitoring adherence to Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively.
  • Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
  • Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
  • Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm (with experience in China’s regulations)
  • Advanced degree (e.g. JD, MBA) a plus
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Excellent written and verbal communication skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Some knowledge in area of focus
If you would like to apply for this role, please send your resume (MS Word format) with your expected salary to

Job Ref: 104-242300-KW
Open To: All applicants
Location: Kowloon
Job Type: Contract
Submitted: 16-09-2020 04:07 PM
Start Date: ASAP
Contact: Krystal Wong