KYC/CDD Associate - International FI firm
- Tsim Sha Tsui, Hong Kong
- Permanent
- Full-time
- Responsible for end to end KYC process for FI/ institutional/ corporate clients in Hong Kong and Singapore
- Conduct analysis on the ownership structure of the client via publicly available source or company documentation to meet full KYC due diligence
- Perform various client checks including AML/KYC, World-Check, Professional Investor rules, CRS and FATCA in accordance with regulatory requirements
- Perform account documentation checking for new account opening and existing accounts
- Conduct name screening to assist due diligence check during new client on-boarding, periodic review, and event driven reviews
- Conduct enhanced due diligence for high-risk accounts/PEP and compile AML related escalations to Compliance
- Keep track with KYC on-boarding status and completion of follow up actions arising from periodic reviews and other on-going AML/KYC related matters
- Work closely with Legal and Compliance on documentation requirements and ensure in compliance with regulatory controls
- Bachelor's degree in finance, economics, business or relevant discipline
- 3-5 years of working experience in KYC/ CDD, periodic review, screening, account documentation checking for FI, Institutional and Corporate clients within international corporate investment bank/ securities firm/ brokerage firm
- Strong knowledge of MAS AML/KYC requirement and strong knowledge in Singapore entity booking is preferred
- Strong interpersonal and communication skills
- Able to work under pressure
- Excellent verbal and written communication skills in English and Cantonese
- Huge exposure
- International working environment
- Competitive remuneration
- Medical benefits
- 20 days AL
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