operational risk associate/manager

• Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc

• You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.

• Conduct the collection, investigation, and monitoring of operational risk incidents independently
• Review operational risk incident reports, collaborate with relevant stakeholders to rectify errors, and implement effective controls to mitigate future risks
• Update internal incident records and manage incident reports using the relevant system, coordinating with the operational team at headquarters
• Conduct regular reviews on RCA and KRI, perform trend analysis, and contribute to enhancing the operational risk management framework
• Manage the internal new business launch process, including conducting risk analysis and recommending control measures for new business or product development
• Provide internal training to enhance awareness of operational risk management methodologies

• Bachelor's degree or above, preferably in Risk Management, Business, Finance, or a related field
• Preferred qualifications include holding a FRM/CFA
• 5 years of relevant experience, with a focus on recent operational risk management or experience in internal control, auditing, or procedural review
• Display a keen interest in the financial industry and have a solid understanding of various brokerage and investment banking businesses
• Excellent command of Mandarin and English, with a good command of Cantonese preferred
• Ability to work independently and collaboratively as a team player
• Demonstrated ability to multitask, set priorities, and manage workload effectively
• Candidates with less experience will be considered for the Associate, Operational Risk position
• Candidates with risk consulting experience in Big 4 would be considered as well

• To Apply online, please click on the link below. Alternatively, for a confidential discussion please contact Zoe Liu on +852 6763 1467 or email zoe.liu@randstad.com.hk

Randstad