Contract Assistant Manager – Data Processing and Compliance (Max 23K, 1-yr Contract)

WallStone Partners

  • Shau Kei Wan, Hong Kong
  • Permanent
  • Full-time
  • 13 days ago
WallStone Partners has been dedicated to excellence in providing executive search consulting to the international companies based in operating from Hong Kong & Asia. Our reputation is based on our successful track record, creative and consultative approach, and commitment to quality, integrity and professionalism as well as an ability to develop enduring, effective working relationships.Responsibilities:
  • Ensure all monitoring of margin call and exceed line for share financing and margin business are executed properly.
  • Prepare and update the List of Acceptable Securities and conduct related monitoring on share financing stocks.
  • Responsible for reconciliation of daily statements and reports, ensure all daily controls and processing are signed off including cash and stock break, as well as all key metrics are produced.
  • Prepare Standard Operating Procedures (SOPs) are in line with new policies and ongoing risk management activities etc.
  • Participate in system enhancement and process improvement projects.
  • Prepare monthly statistics report to management.
  • Support section managers’ implement internal control procedures and suggest effective controlling in daily operation.
  • Handle disclosure request from listed companies and regulatory authorities, check reply letters to shareholding information requests from listed companies and regulatory authorities.
Requirements:
  • Degree holder in any discipline(s)
  • At least 2-3 years of banking back office experience in securities
  • With product knowledge of both equities and fixed income
  • Strong in Microsoft Excel, Word and PowerPoint (including Chinese Word Processing) and VBA programming
  • Excellent communication and interpersonal skills
  • Possess desirable attributes including being a team player, willingness to learn and problem solving skills
*Interested parties, please click on below button “Apply Now”.

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