Assistant Compliance Manager

Harris Fraser Corporate Services Limited

  • Wan Chai District, Hong Kong
  • Permanent
  • Full-time
  • 16 days ago
Job Responsibilities:
  • Assist all business lines that carrying out both IA and SFC regulated activities to comply with the IA and SFC rules and regulations
  • Handle all licensing matters (IA, SFC and MPFA), application, notification, annual return and survey for regulators
  • Carry out compliance trainings to the business units and provide advice to the management
  • Draft, review and negotiate agreements and other legal documents for the business lines of the Group
  • Advise management on business initiatives and specific issues to ensure compliance with legal and regulatory requirements
  • Manage local and regional commercial and regulatory legal matters of the Group
  • Liaise with and handle enquiries from regulatory authorities
  • Support corporate governance and corporate secretarial aspects of the Group
Job Requirements:
  • University degree in Law, Business Administration, Finance or other related disciplines
  • Minimum 5 years of IA and SFC compliance experiences
  • Familiar with relevant regulatory requirements for Licensed Corporations
  • Excellent communication skills in both English and Chinese with strong drafting skills
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