Head of Securities Operations - Foreign Securities Firm

Morgan McKinley

  • Hong Kong
  • Permanent
  • Full-time
  • 29 days ago
Key Responsibilities:
  • Manage and lead a team in back-office functions, including Equities settlement, Corporate Actions (Fixed Income and Equities), Cash Management, and Account Services, while reporting to the Head of Operations HK.
  • Improve team productivity and efficiency.
  • Ensure compliance with internal policies and external regulatory requirements.
  • Implement and promote standardized operational procedures and processes.
  • Enhance team dynamics and engagement.
  • Drive operational excellence.
  • Align the Operations Department with the firm's strategic goals.
  • Collaborate with business leaders on new product development.
  • Attract, develop, and retain top talent.
  • Manage and oversee the department's expense budget.
  • Build and maintain strong relationships with internal and external stakeholders.
  • Contribute to local, regional, and global projects.
Requirements:
  • Bachelor's or Master's degree in a relevant field.
  • 20+ years of experience in Operations or related areas.
  • At least 5 years as Head of Settlement or similar leadership roles.
  • Deep understanding of the Equities/Fixed Income product life cycle.
  • Expertise in settlements and corporate actions workflows (critical requirement).
  • Fluent in Cantonese and English.

Morgan McKinley