Head of Compliance - Global Asset Management Firm
- Hong Kong
- Permanent
- Full-time
- Looking for 8-10 years of asset management compliance experience !
- Must have experience with the SFC and ETF Funds knowledge !
- Manage a small team of compliance staff whilst being the MIC with the SFC regulator
- Main point of contact with the SFC
- provide compliance advisory for all their fund products including ETF funds
- Developing and implementing compliance programs to meet regulatory requirements in Hong Kong.
- Monitoring internal controls and ensuring adherence to company policies and procedures.
- Conducting compliance training programs for employees across departments.
- Overseeing audits and investigations to address compliance concerns effectively.
- Collaborating with other departments to ensure seamless integration of compliance practices.
- Preparing regular compliance reports for senior management.
- bachelor degree
- 8-10 years of compliance experience within asset management firm
- must have ETF funds knowledge
- must have strong experience in liaising with the SFC regulator
- Must be fluent and articulate in english
- Senior level role
- Good work life balance !
- Collaborative and professional company culture based in Hong Kong.