Analyst/Associate Compliance - Global Securities Firm

Michael Page

Hong Kong Island, Hong Kong
Permanent
Full-time

1 month ago
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This role will report directly to the Compliance Director whilst working alongside several other team members. This role will focus on general compliance matters.

Report directly to the Director of Compliance whilst working alongside several teammates
The main duties include general compliance matters, SFC regulatory duties, compliance policies and procedures, compliance reporting, and SFC licensing
ad hoc compliance projects when necessary

Great work life balance!|International platform !

bachelor degree
2-5 years of general/regulatory compliance exp from SFC licensed firm
must be proactive and articulate
must be fluent in english and cantonese

My client is a global well known securities firm with a global trading and broking services. They have a strong presence in UK, Hong Kong, Singapore, and Australia. They also have a strong investment banking business with around 100 staff in Hong Kong.

international platform
global role
great compliance culture

Michael Page