
Senior Associate/Associate, Corporate Actions, Wealth Management Operations, Technology & Operations
- Hong Kong
- Permanent
- Full-time
- Support Corporate Action under Hong Kong Wealth Management Operations (WMO) to ensure the relevant processing/reporting are properly processed within pre-defined cutoff time and timely escalation for irregular cases detected, if any
- Assist supervisor to prioritize various processing jobs to achieve optimize operational efficiency
- Ensure periodical reports as required by management/services partners including fund houses are delivered accurately according to the prescribed time schedule
- Understand the bank policies on information protection, security control and regulatory compliance and report problem and exception to supervisor immediately
- To review and update SOPs regularly in order to ensure compliance with internal and external guidelines/regulations
- Assist supervisor to train and coaching of team members
- University graduated / Degree holder in Banking and Finance or related disciplines
- At least 3 years hands-on experience on Investment products and Corporate Action processing
- Investment and Banking business knowledge is preferable. Digital mindset and experience in various custodian/settlement system
- Strong product knowledge in Investment products (such as Equities, Fixed Income, Unit Trust and Derivatives) and Corporate Actions process in both local and overseas markets covering mandatory and voluntary events
- Solid experience in running process teams in Settlements, Reconciliation, Risk and Control, Markets and Custody to ensure completeness of processing with strong governance and controls mindset
- Good organizational, communication and strong inter-personal skills as candidate is required to manage various activities within the team, and to be able to communicate effectively with relationship manager, COO Office and technology team
- Ability to develop and maintain productive relationships with key internal clients including business, operations, and colleagues from the SG regional team
- Solid experience and knowledge in system enhancement project and process improvement/re-engineering
- Experience in Regulatory reporting such as SFC, GSIB, HKMA, FATCA/CRS, FRR & QI reports etc.
- Private banking knowledge is preferable. Digital mindset and experience in Avaloq would be an advantage
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