
Senior Compliance Officer
- Central, Hong Kong
- Permanent
- Full-time
- Assist in overseeing corporate compliance programme
- Ensuring documentation and client database is updated
- Supporting the preparation of different and regular compliance reporting
- Supporting the preparation of new clients submission to the Global Client Acceptance Committee
- Assisting in the review of investor's KYC
- Assisting in the various second level control testing
- Providing guidance on internal policies and procedures
- Answering specific questions from internal staff on KYC and compliance processes
- Supporting any other (internal/external) requests
- You have a University degree in Law, Finance or Economics.
- You have ideally 3 to 4 years of experience in Fund Administration and/or Corporate Service Compliance
- You are proficient in Microsoft Office, especially in Excel
- You are fluent in English. Any other language is considered as an advantage
- You are results-oriented while being conscious of risk management
- You are able to multitask and handle key deliverables with challenging deadlines
- You have a keen eye for details and willing to execute tasks hands-on
- Having knowledge on AML/KYC regulations of Asia Pacific regions will be considered as an advantage
- Support for professional accreditations such as ACCA and study leave
- Flexible arrangements, generous holidays, birthday leave
- Continuous mentoring along your career progression
- Active sports, events and social committees across our offices
- Support with mental, physical, emotional and financial support 24/7 from our Employee Assistance Program
- The opportunity to invest in our growth and success through our Employee Share Plan
- Plus additional local benefits depending on your location