Compliance Manager(6-month contract, Investment & Insurance, bank, 60K)

• Serve as a trusted advisor to business units on regulatory compliance matters related to products and services.
• Act as the primary liaison with regulatory authorities, maintaining effective communication and addressing compliance inquiries.
• Collaborate with internal stakeholders, including internal control, compliance, and operations teams, to ensure alignment and consistency in compliance matters.
• Develop and sustain a comprehensive compliance framework that includes policies, procedures, and controls.
• Assist in and contribute to regulatory compliance projects, initiatives, and the launch and enhancement of systems.
• Create and implement compliance training programs for staff to ensure awareness of local regulations and company policies

• Bachelor's degree or higher in Law, Banking and Finance, Accounting, or related fields.
• At least 4 years of experience in banking, specifically in investment and insurance compliance.
• Qualified for SFC Type 1 & 4 licenses by passing HKSI LE Papers.
• Strong understanding of regulatory requirements and industry practices in banking and insurance.
• Excellent analytical, interpersonal, and communication skills, with the ability to adapt to changes.
• Proficient in Microsoft Office applications.
• Excellent written and verbal communication skills in Cantonese, Mandarin, and English.

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