Compliance Manager(6-month contract, Investment & Insurance, bank, 60K)

• Serve as a trusted advisor to business units on regulatory compliance matters related to banking, investment, and insurance products/services, ensuring alignment with SFC, HKMA, and other regional regulatory requirements.
• Act as the primary liaison with regulators (e.g., SFC, HKMA), auditors, and internal stakeholders, addressing compliance inquiries and maintaining effective communication.
• Monitor the latest regulatory developments (including Group standards), provide updates, and propose actionable solutions to ensure compliance.
• Collaborate with internal teams (internal control, compliance, operations) to review and enhance in-house policies, procedures, and controls based on statutory/regulatory requirements.
• Design and implement effective compliance frameworks, policies, and processes.
• Handle multi-tasks under tight deadlines, prepare timely reports for management, and escalate critical issues as needed.

• Bachelor’s degree or higher in Law, Finance, Banking, Accounting, or related fields; legal/compliance certifications (e.g., SFC licensing) preferred.
• Minimum 4 years of compliance experience in financial services (banking, investment, or insurance), with preferred exposure to SFC Type 1 & 4 licensed firms.
• Strong knowledge of SFC, HKMA regulations, licensing, distribution, and asset management compliance.
• Excellent analytical, interpersonal, and communication skills; ability to adapt to regulatory changes.
• Self-motivated, detail-oriented, and able to manage multiple priorities under tight schedules.
• Proficient in Microsoft Office.
• Fluent in English, Cantonese, and Mandarin (written and spoken).

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