
Compliance Manager(6-month contract, Investment & Insurance, bank, 60K)
- Hong Kong
- Contract
- Full-time
- Serve as a trusted advisor to business units on regulatory compliance matters related to products and services.
- Act as the primary liaison with regulatory authorities, maintaining effective communication and addressing compliance inquiries.
- Collaborate with internal stakeholders, including internal control, compliance, and operations teams, to ensure alignment and consistency in compliance matters.
- Develop and sustain a comprehensive compliance framework that includes policies, procedures, and controls.
- Assist in and contribute to regulatory compliance projects, initiatives, and the launch and enhancement of systems.
- Create and implement compliance training programs for staff to ensure awareness of local regulations and company policies
- Bachelor's degree or higher in Law, Banking and Finance, Accounting, or related fields.
- At least 4 years of experience in banking, specifically in investment and insurance compliance.
- Qualified for SFC Type 1 & 4 licenses by passing HKSI LE Papers.
- Strong understanding of regulatory requirements and industry practices in banking and insurance.
- Excellent analytical, interpersonal, and communication skills, with the ability to adapt to changes.
- Proficient in Microsoft Office applications.
- Excellent written and verbal communication skills in Cantonese, Mandarin, and English.
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