Manager, Insurance & Investment Compliance - Hong Kong Business
- Kowloon City, Hong Kong
- Permanent
- Full-time
- Monitor and control of Commercial Banking (CMB) Investment and Insurance Licensing affairs
- Assist the team to draft and update Policies Procedures, Compliance Announcement, Reminder to align with the latest internal and external requirements
- Assist the team to drive policies, procedures implementation with self-prepared training materials
- Conduct regular training and awareness sessions to staff on Compliance related matters
- Assist the team to work closely with frontline for provision of instant compliance advise and support functions to implement action plans, defining detailed responses and determining process
- Perform oversight activities on insurance and investment sales process
- Manage, raise awareness, and assist in implementation of control within department's sales process
- Maintain the Policies and Procedures to ensure an updated and comprehensive operational manual in place to support frontline and backend colleagues as well as to foster regulator's review
- Solid experience in commercial banking including strong process operational and implementation skills; Solid experience in insurance distribution or operation in insurance companies, brokers will be an advantage
- Excellent verbal and written communication skills with experience of participating complex projects and communicating with senior management and other stakeholders
- To be a team player who can foster good and collaborative partnerships with key stakeholders; Good interpersonal and negotiation skills in a cross functional environment to balance risk and business
- Acquired skills in leading complex regulatory projects with excellent analytical, organizational, and decision-making experience
- Possess high level of integrity and good analytical skills with good judgment and initiatives and be able to work independently
- Fluency in Cantonese, English, and Mandarin