Senior Manager - Licensing (Fintech unit), Intermediaries Ref.: SFC/SM/FIN/LIC/INT/240426 This is an excellent opportunity for a high calibre candidate to join the Fintech unit…
Manager - Licensing (Fintech unit), Intermediaries Ref.: SFC/MGR/FIN/LIC/INT/240426 This is an excellent opportunity for a high calibre candidate to join the Fintech unit of th…
Management Associate - Licensing, Intermediaries Ref.: SFC/MA/LIC/INT/240412 Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Lic…
Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets Carry out reg…
Our client is looking for a Senior Manager, Regulatory Compliance to join their team. Responsibilities: Assist with licensing, performing compliance reviews and responding to …
Responsibilities: Ensure the applicable registration/licensing requirements are complied with Conduct internal investigation and draft conclusion report Review, revising and dr…
Responsibilities: Support Legal Counsel in reviewing and / or arranging execution for all legal documents for MPF and ORSO Schemes, SFC funds and HKMA TB-1 trusts and other produ…
Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services,…
Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but…
Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services,…
Manager - Intermediaries Supervision, Intermediaries Ref.: SFC/M/IS/INT/240304 Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager to…
Job Description and Responsibilities IBKR is seeking exceptional individuals to join its fast-growing APAC Institutional Services group. In this role, you will be responsible for…
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-r…
Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services,…
Why limit yourself When you can be widely different? Phillip Securities Group is one of the members of PhillipCapital. PhillipCapital founded in 1975 in Singapore, our member co…
This role will report directly to the Compliance Director whilst working alongside several other team members. This role will focus on general compliance matters. Report directl…
Responsibilities: Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations Key per…
China Everbright Limited (“Everbright", stock code: 165.HK) was established in Hong Kong in 1997. As a member of China Everbright Group, Everbright is China’s leading cross-border …
Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services,…