Our client, a leading HK financial entity, is looking for an AVP, Trade Surveillance for their upcoming team expansion. Responsibilities: Perform trade monitoring and surveill…
Responsibilities : Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence U…
Our client is a well-established, European Corporate Investment Bank currently looking for a Monitoring and Surveillance VP to be based in Hong Kong. The role will report into the …
Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels acr…
Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid gl…
Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid gl…
Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid gl…
Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets Carry out reg…
Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but…
Join Bank of China (Hong Kong) Be a dynamic member of our team We commit to excellence and professionalism We value people We offer challenging and rewarding careers that w…
Emperor Capital Group (collectively the "Group"), a member of the Emperor Group, was established in 1993 and is a well-known financial institution in Hong Kong providing a wide ran…
JOB DESCRIPTION: To cope with the growth of the business, we are looking for candidates with strong ability to join our Diabetes Care division. Key responsibilities are as below:…
Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets Carry out reg…
Fulbright Financial Group Founded in 1999 by a group of high caliber professionals, Fulbright Financial Group is dedicated to developing financial business in Hong Kong and China…
Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but…
Our client, a Chinese Bank is looking for high-caliber person to fill the position. 工作職責 Conduct surveillance on pre-trade, post-trade and process monitoring to ensure adheren…